Careers

Current Job Openings


Client Advisor

Applicants should submit resumes to advisors@braggfinancial.com.

Job Description:

The Client Advisor serves a crucial role on the wealth management team at Bragg Financial.  Partnering with a team consisting of Client Service Associates, Financial Planning Analysts and Portfolio Managers, the Client Advisor works directly with clients and other team members to deliver excellent advice and service to clients of the firm.

Responsibilities:

  • Serve as primary manager of a specific number of client relationships.
  • Manage the client’s engagement with the firm by initiating communication with the client, setting agendas for client meetings, participating in client meetings and following up after meetings to ensure commitments are kept.
  • Take a leadership role in attracting and onboarding new clients.
  • Provide comprehensive financial planning advice to clients.
  • Develop comprehensive financial plans using tools such as Excel and planning software.
  • Communicate regularly with clients in person, by phone or email.
  • Partner with client’s other professionals including CPAs, Estate Planning Attorneys, and other third parties to meet client needs.
  • Embrace processes and systems in use at Bragg and participate in firm efforts at continuously improving the way we serve clients.
  • Collaborate with teammates including Client Service Associates, Financial Planning Analysts and Portfolio Managers to ensure clients are served at the highest level.
  • Build and enjoy deep relationships with your clients and with your co-workers.

Qualifications:

  • BA/BS degree
  • CFP
  • 3+ years of relevant experience in wealth management
  • Strong communication skills (written and oral) as there will be significant client contact
  • Proficiency in Microsoft Office (Word, Excel, Ppoint)
  • Ability to work well as a member of a team
  • Strong work ethic
  • Positive attitude
  • Great attention to detail
  • High empathy
  • Sense of urgency


Client Service Associate

Applicants should submit resumes to advisors@braggfinancial.com.

Job Description:

The Client Service Associate serves a crucial role on the wealth management team at Bragg Financial.  Partnering with a team consisting of Client Advisors and Portfolio Managers, the Client Service Associate works directly with clients and other team members to deliver excellent service to clients of the firm.

Responsibilities:

  • Communicating with clients via telephone, email and in-person in a professional manner to ensure requests are met in a timely fashion.
  • Preparing Client Advisors for meetings and following up with clients after meetings.
  • Onboarding new clients – preparing new account paperwork, gathering client information and signatures (physical signature and/or electronic signature through DocuSign), working with our Custodians (Pershing and Schwab) to set up the account and manage the transfer of assets.
  • Serving existing clients – maintaining existing client relationships through the processing of client requests (RMDs, federal fund wires, ACH, check distributions, journals, charitable giving, cost basis administration, etc.).
  • Working with CPAs, Estate Planning Attorneys, and other third parties to meet client needs.
  • Maintaining client data in CRM program.
  • Adhering to firm processes and procedures and actively looking for opportunities to implement improvements.
  • Gaining knowledge of financial custodian processes, specifically Schwab Institutional and Pershing LLC.
  • Collaborating with other teams such as Client Advisors, Portfolio Managers, and Portfolio Reporting to ensure client needs and objectives are accurately being met.

Qualifications:

  • BA/BS degree or equivalent
  • Experience in client service and brokerage preferred but others will be considered
  • Strong communication skills (written and oral) as there will be significant client contact
  • Ability to work well as a member of a team
  • Strong work ethic
  • Positive attitude
  • Great attention to detail
  • High empathy
  • Sense of urgency


Financial Planning Analyst-Paraplanner

Applicants should submit resumes to advisors@braggfinancial.com.

Job Description:

The Financial Planning Analyst-Paraplanner serves a crucial role on the wealth management team at Bragg Financial.  Partnering with a team consisting of Client Advisors, Client Service Associates and Portfolio Managers, the Financial Planning Analyst-Paraplanner works directly with clients and other team members to deliver excellent advice and service to clients of the firm.

Responsibilities:

  • Partner with Client Advisor to serve as primary point of contact for planning advice for a specific number of firm clients.
  • Manage the client’s engagement with the firm by initiating communication with the client, setting agendas for client meetings, participating in client meetings and following up after meetings to ensure commitments are kept.
  • Serve as a financial planner: use CFP knowledge to provide excellent advice to clients.
  • Develop comprehensive financial plans for clients using tools such as Excel and planning software.
  • Communicate regularly with clients in person, by phone or email.
  • Partner with client’s other professionals including CPAs, Estate Planning Attorneys, and other third parties to meet client needs.
  • Embrace processes and systems in use at Bragg and participate in firm efforts at continuously improving the way we serve clients.
  • Collaborate with teammates such as Client Advisors, Client Service Associates and Portfolio Managers to ensure clients are served at the highest level.
  • Build and enjoy deep relationships with your clients and with your co-workers.

Qualifications:

  • BA/BS degree
  • CFP or in process of earning CFP
  • 2+ years of relevant experience in wealth management
  • Strong communication skills (written and oral) as there will be significant client contact
  • Proficiency in Microsoft Office (Word, Excel, Ppoint)
  • Ability to work well as a member of a team
  • Strong work ethic
  • Positive attitude
  • Great attention to detail
  • High empathy
  • Sense of urgency